The ASIFMA Compliance and Legal Conference is a premier annual event in Asia, organized by the Asia Securities Industry and Financial Markets Association (ASIFMA). This conference serves as a platform for industry professionals, including representatives from sell-side and buy-side firms, regulators, law firms, consultants, and media, to convene and discuss critical issues impacting the compliance and legal sectors within the financial industry.
Key topics covered at the conference include enforcement trends, global and regional financial regulatory developments, and insights from regulators on past and future challenges. Additionally, the event addresses the evolving impact of global events, such as the COVID-19 pandemic, on markets and business operations, providing attendees with a comprehensive understanding of the current compliance landscape.
The conference offers practical details such as networking opportunities, an expo hall featuring industry-leading vendors, and sessions led by notable speakers from regulatory bodies and financial institutions. These elements provide attendees with valuable insights and connections to enhance their professional practices.
This event is ideal for compliance officers, legal professionals, regulators, and industry consultants seeking to stay abreast of the latest developments in compliance and legal matters within the financial sector. Attending the conference enables participants to gain actionable knowledge, engage with peers, and contribute to the ongoing discourse shaping the industry's future.
Speakers(3)
Mr Ashley Alder
Chief Executive Officer at Securities and Futures Commission
Mr Ashley Alder serves as the Chief Executive Officer of the Securities and Futures Commission, overseeing the regulation of Hong Kong's securities and futures markets.
Mr Mark Austen
Chief Executive Officer at Asia Securities Industry and Financial Markets Association (ASIFMA)
Mr Mark Austen is the Chief Executive Officer of ASIFMA, leading the association's efforts to promote the development of Asia's capital markets.
Ms Teresa Cheng, SC
Secretary for Justice at Government of the Hong Kong Special Administrative Region
Ms Teresa Cheng, SC, serves as the Secretary for Justice of the Hong Kong Special Administrative Region, overseeing legal affairs and the administration of justice.
Event Details
- Date
- May 29, 2019
- Location
- 🇭🇰 Hong Kong
- Mandarin Oriental Hong Kong
- Pricing
- Varies by tier
- Audience
- Compliance officers, legal professionals, regulators, industry consultants
- CLE Credits
- Upon request, ASIFMA provides a Proof of Attendance Letter for attendees to apply for relevant training hours (CPT/CPD) according to their job requirements.
- Attendees
- Approximately 400 participants