Securities Enforcement Forum West 2023

Securities Enforcement Forum West 2023 is a premier one-day conference that convenes a diverse group of professionals, including current and former senior SEC officials, securities enforcement and white-collar attorneys, in-house counsel, and compliance executives. The event is organized by Securities Docket, a leading publication on securities enforcement and litigation.

The conference features a comprehensive agenda covering critical topics such as whistleblower updates, digital assets and cryptocurrency regulation, and key developments for asset managers, broker-dealers, private funds, and hedge funds. Notable sessions include a keynote address by SEC Director of the Division of Enforcement Gurbir Grewal and a directors' panel featuring Michele Wein Layne and Monique Winkler from the SEC's Los Angeles and San Francisco regional offices, respectively.

Attendees have the opportunity to engage in networking sessions, participate in panel discussions led by industry experts, and gain insights from senior SEC enforcement officials. The event also offers Continuing Legal Education (CLE) credits, making it a valuable resource for legal professionals seeking to stay abreast of the latest developments in securities enforcement.

This conference is ideal for legal practitioners, compliance officers, and financial industry professionals who aim to deepen their understanding of current enforcement trends and regulatory priorities. By attending, participants can enhance their professional knowledge, connect with peers, and stay informed about the evolving landscape of securities enforcement.