Compliance, Risk, and Legal Conference

The Compliance, Risk, and Legal Conference is an inaugural event organized by the Investment Company Institute (ICI), scheduled to take place from September 15 to 17, 2026, in Nashville, Tennessee. This conference is designed for professionals across compliance, legal, risk, and related oversight functions within the asset management industry.

Attendees can expect in-depth discussions on regulatory focuses of agencies such as the SEC, CFTC, FINRA, and various exchanges. The conference will offer practical advice for compliance staff, including recommendations for implementing new requirements, and cover topics like risk management, governance, operational resilience, cybersecurity oversight, and incident response. Additionally, sessions will address compliance considerations for new technologies and investments in private and digital assets, as well as challenges for collective investment trusts and retail separately managed accounts.

The event will feature networking opportunities, allowing participants to connect with industry leaders, regulators, and peers. While specific details about the expo hall and notable speakers are forthcoming, the conference aims to provide a comprehensive platform for knowledge sharing and professional development.

This conference is ideal for compliance officers, legal professionals, risk managers, and other oversight functionaries seeking to stay abreast of evolving regulatory landscapes, adopt best practices, and navigate examination and implementation challenges effectively.