SIFMA Compliance & Legal Society Annual Seminar 2026

The SIFMA Compliance & Legal Society Annual Seminar 2026 is the premier gathering for compliance and legal professionals in the financial services industry. Organized by the Securities Industry and Financial Markets Association (SIFMA), this event has a rich history spanning over 50 years, providing a platform for industry leaders and regulators to collaborate and share insights to ensure fair, transparent, and ethical capital markets.

The seminar will cover a wide array of critical topics, including artificial intelligence, digital assets, regulatory changes, enforcement, and examinations. Attendees can engage in over 70 CLE-eligible sessions featuring expert speakers discussing the latest developments and challenges in the financial services sector.

In addition to the educational sessions, the event offers numerous networking opportunities, including receptions and interactive discussions. Participants can explore the latest services and solutions in the interactive Exhibit Hall and attend Lunch & Learn sessions with leading firms and providers. Notable speakers from top organizations will share their expertise, providing valuable perspectives on current industry trends.

This seminar is ideal for general counsels, senior compliance and legal officers, regulators, consultants, and other professionals in the financial services industry. Attending this event will provide valuable insights, foster meaningful connections, and support professional growth in the ever-evolving compliance and legal landscape.